{"catalogRevision":"24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028","download":{"releaseId":"sha256:b6b8606898fa799c22cc7aaa3d1d036828b9ec97873cdb397ca4ce75e4f0089a","slug":"audit-engagement-planning","url":"/assets/agent_workflow-audit-engagement-planning-498f7ba1.905bc853e2219d79.json"},"kind":"record","record":{"attributes":{"department":"internal-audit","domain":"audit","lineOfDefense":"assure"},"canonicalUrl":"https://workflow-library.com/all/?w=audit-engagement-planning","description":"Audit Engagement Planning runs ON an already-opened Audit item — the engagement record the annual audit plan created. The audit is an INPUT: this workflow enriches that item, it never creates a duplicate. In scope: producing the planning package — scope, the engagement risk assessment and mapped control population (Risk and Control items linked to the Audit; together the engagement Risk & Control Matrix, the RCM), the sampling plan, the planning memos, and the enriched audit record. Out of scope: fieldwork, findings, and reporting, which belong to the downstream Internal Audit Engagement Lifecycle workflow that consumes this workflow's handoff package (the RCM travels with it). There is no upstream workflow; planning starts from the audit-plan entry itself.","details":{"canonicalUrl":"https://workflow-library.com/all/?w=audit-engagement-planning","capabilities":[],"controls":["UC-AUDIT-11","UC-AUDIT-12","UC-AUDIT-15","UC-AUDIT-07"],"domains":["audit"],"lineOfDefense":"assure","mappingStatus":"mapped","releaseId":"sha256:b6b8606898fa799c22cc7aaa3d1d036828b9ec97873cdb397ca4ce75e4f0089a","roleIntegrity":{"activityCount":0,"ermPhases":[],"lineRoles":[],"serviceModes":[],"warnings":[]},"sourceTemplateId":"workflow-library:audit-engagement-planning","standards":["iia-2024"],"teams":["internal-audit"]},"id":"wf:A3","mapUrl":"https://controlsmap.com/?v=1&node=wf%3AA3","slug":"audit-engagement-planning","sourceIds":["iia-2024"],"sourceUrl":null,"title":"Audit Engagement Planning","type":"workflow"},"relationships":[{"expectedCatalogRevision":"24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028","id":"rel:124f10f29a2270464869553e5df476b558de413b63bd766941462158120c648e","properties":{},"sourceDetailPath":"/data/v1/records/wf-a3-05f42868.json","sourceId":"wf:A3","targetDetailPath":"/data/v1/records/uc-uc-audit-11-80294fe7.json","targetId":"uc:UC-AUDIT-11","type":"operates"},{"expectedCatalogRevision":"24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028","id":"rel:1e960357d3f7cd27da51911a48c9158cd682f48779433f4e99a92d433d1c3575","properties":{},"sourceDetailPath":"/data/v1/records/wf-a3-05f42868.json","sourceId":"wf:A3","targetDetailPath":"/data/v1/records/uc-uc-audit-07-50f8c2fa.json","targetId":"uc:UC-AUDIT-07","type":"operates"},{"expectedCatalogRevision":"24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028","id":"rel:4ef000b5d6a8482814562a590fa5ed214d920bd70d63756b4861bd5d5ed2173d","properties":{},"sourceDetailPath":"/data/v1/records/wf-a3-05f42868.json","sourceId":"wf:A3","targetDetailPath":"/data/v1/records/uc-uc-audit-12-657c1271.json","targetId":"uc:UC-AUDIT-12","type":"operates"},{"expectedCatalogRevision":"24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028","id":"rel:8856aee2e64356cb7d081d5f8f184e07b4f2212a9e359bb7244bd9b5596c1b2c","properties":{},"sourceDetailPath":"/data/v1/records/wf-a3-05f42868.json","sourceId":"wf:A3","targetDetailPath":"/data/v1/records/uc-uc-audit-15-18fe3d07.json","targetId":"uc:UC-AUDIT-15","type":"operates"}],"schemaVersion":1}
