unified
UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing
Transactions and data entering the system are validated for completeness, accuracy, and authorization through edit checks, batch totals, and exception queues. Interfaces and transmissions between systems are controlled with reconciliation, error handling, and timeliness checks, and processing applies complete and accurate logic in the proper period. Outputs and reports are validated and distributed only to authorized recipients.
Record JSON · Open in map · Data retrieval guide
Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.
Attributes
- domain
- Financial Reporting Controls (SOX)
- type
- preventive
- category
- technical
Details
- unified_id
- UC-ACCESS-20
- title
- Ensure complete, accurate, and authorized data processing
- statement
- Transactions and data entering the system are validated for completeness, accuracy, and authorization through edit checks, batch totals, and exception queues. Interfaces and transmissions between systems are controlled with reconciliation, error handling, and timeliness checks, and processing applies complete and accurate logic in the proper period. Outputs and reports are validated and distributed only to authorized recipients.
- domain
- Financial Reporting Controls (SOX)
- control_type
- preventive
- control_category
- technical
- members
- framework
- soc1
- control_id
- SOC1-6
- coverage
- full
- relationship
- superset_of
- framework
- soc1
- control_id
- SOC1-7
- coverage
- full
- relationship
- superset_of
- framework
- soc1
- control_id
- SOC1-8
- coverage
- full
- relationship
- superset_of
- framework
- soc1
- control_id
- SOC1-9
- coverage
- full
- relationship
- superset_of
- guidance
Source
No record-specific source URL is provided.
Connections
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing maps_to SOC1-7 — Data input — controls provide reasonable assurance that transactions and data input into the system are complete, accurate, and authorized.
- framework
- soc1
- control_id
- SOC1-7
- coverage
- full
- relationship
- superset_of
- delta
- Not provided
- source_version
- SSAE 18 (current AICPA SOC suite)
- provenance
- mapper
- coworkcanvas-compliance-graph
- reviewDate
- 2026-09-07
- direction
- canonical_to_source
- defaultConfidence
- medium
- defaultStatus
- active
- note
- Each member is a documented relationship claim from the canonical unified control to a source control or guidance proposition. relationship: equal|superset_of (full) / intersects_with|subset_of (partial) / informs (guidance). confidence 'medium' = single-mapper, documented, not yet externally corroborated. source_version is the member framework's edition from the standard version register.
- Enterprise GRC Platform Integration Bridge oversees UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing maps_to SOC1-9 — Data output / reporting — controls provide reasonable assurance that output and reports provided to user entities are complete, accurate, and distributed only to authorized recipients.
- framework
- soc1
- control_id
- SOC1-9
- coverage
- full
- relationship
- superset_of
- delta
- Not provided
- source_version
- SSAE 18 (current AICPA SOC suite)
- provenance
- mapper
- coworkcanvas-compliance-graph
- reviewDate
- 2026-09-07
- direction
- canonical_to_source
- defaultConfidence
- medium
- defaultStatus
- active
- note
- Each member is a documented relationship claim from the canonical unified control to a source control or guidance proposition. relationship: equal|superset_of (full) / intersects_with|subset_of (partial) / informs (guidance). confidence 'medium' = single-mapper, documented, not yet externally corroborated. source_version is the member framework's edition from the standard version register.
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing maps_to SOC1-6 — Data transmission / interface controls — controls provide reasonable assurance that data transmitted to and from the system and across interfaces is complete, accurate, authorized, and timely.
- framework
- soc1
- control_id
- SOC1-6
- coverage
- full
- relationship
- superset_of
- delta
- Not provided
- source_version
- SSAE 18 (current AICPA SOC suite)
- provenance
- mapper
- coworkcanvas-compliance-graph
- reviewDate
- 2026-09-07
- direction
- canonical_to_source
- defaultConfidence
- medium
- defaultStatus
- active
- note
- Each member is a documented relationship claim from the canonical unified control to a source control or guidance proposition. relationship: equal|superset_of (full) / intersects_with|subset_of (partial) / informs (guidance). confidence 'medium' = single-mapper, documented, not yet externally corroborated. source_version is the member framework's edition from the standard version register.
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing mitigates Manual journal entries and management-override risk
- strength
- related
- rationale
- Input edit checks catch journal-entry transposition and format errors before posting.
- Production Operations & Processing Integrity Cycle operates UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing mitigates Data-quality and IPE integrity failures in reporting
- strength
- primary
- rationale
- Interface reconciliation and output validation preserve completeness/accuracy of data used in reporting.
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing mitigates Period cut-off errors
- strength
- related
- rationale
- Proper-period processing contributes, but ACCESS-20 centers on input/interface completeness and accuracy; the operative cut-off controls are period-end close review and automated processing period enforcement.
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing mitigates Overstatement of assets/revenue (existence & occurrence)
- strength
- related
- rationale
- Authorization validation of inputs reduces unauthorized/fictitious entries entering processing.
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing mitigates Measurement and calculation errors (accuracy)
- strength
- primary
- rationale
- Edit checks and batch totals validate processing accuracy, catching calculation and posting errors.
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing mitigates Understatement of liabilities/expenses (completeness)
- strength
- primary
- rationale
- Batch totals and completeness validation ensure all transactions are captured, preventing unrecorded items.
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing maps_to SOC1-8 — Data processing — controls provide reasonable assurance that transactions are processed completely, accurately, and in the proper period.
- framework
- soc1
- control_id
- SOC1-8
- coverage
- full
- relationship
- superset_of
- delta
- Not provided
- source_version
- SSAE 18 (current AICPA SOC suite)
- provenance
- mapper
- coworkcanvas-compliance-graph
- reviewDate
- 2026-09-07
- direction
- canonical_to_source
- defaultConfidence
- medium
- defaultStatus
- active
- note
- Each member is a documented relationship claim from the canonical unified control to a source control or guidance proposition. relationship: equal|superset_of (full) / intersects_with|subset_of (partial) / informs (guidance). confidence 'medium' = single-mapper, documented, not yet externally corroborated. source_version is the member framework's edition from the standard version register.
- UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing mitigates Transaction-processing and execution errors
- strength
- primary
- rationale
- Edit checks, batch totals and interface reconciliation catch data-entry and processing execution errors.
- End-User Computing Inventory & Validation operates UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing
- Data Conversion & Migration operates UC-ACCESS-20 — Ensure complete, accurate, and authorized data processing