unified
UC-BCDR-14 — Embed control activities in business processes
Define and operate control activities embedded within key business processes - input, processing, and output controls, segregation of duties and levels of authority, error and exception handling, and traceability of transactions - so that information processed remains complete, accurate, and valid.
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Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.
Attributes
- domain
- Financial Reporting Controls (SOX)
- type
- preventive
- category
- administrative
Details
- unified_id
- UC-BCDR-14
- title
- Embed control activities in business processes
- statement
- Define and operate control activities embedded within key business processes - input, processing, and output controls, segregation of duties and levels of authority, error and exception handling, and traceability of transactions - so that information processed remains complete, accurate, and valid.
- domain
- Financial Reporting Controls (SOX)
- control_type
- preventive
- control_category
- administrative
- members
- framework
- cobit-2019
- control_id
- DSS06
- coverage
- full
- relationship
- equal
- guidance
Source
No record-specific source URL is provided.
Connections
- Control Library Lifecycle oversees UC-BCDR-14 — Embed control activities in business processes
- UC-BCDR-14 — Embed control activities in business processes mitigates Period cut-off errors
- strength
- related
- rationale
- Processing-timeliness controls contribute to recording in the correct period.
- UC-BCDR-14 — Embed control activities in business processes mitigates Understatement of liabilities/expenses (completeness)
- strength
- related
- rationale
- Design-level practice ensuring embedded controls exist; the operative completeness controls are reconciliations and interface/three-way-match controls, not this umbrella UC.
- SOX Key Control Operation (Close Cycle) operates UC-BCDR-14 — Embed control activities in business processes
- UC-BCDR-14 — Embed control activities in business processes mitigates Transaction-processing and execution errors
- strength
- related
- rationale
- Embedded error/exception handling contributes, but the operative controls catching processing errors are the dedicated input and processing UCs, not this umbrella practice.
- UC-BCDR-14 — Embed control activities in business processes mitigates Measurement and calculation errors (accuracy)
- strength
- related
- rationale
- Umbrella 'manage business-process controls' practice that ensures input/processing controls exist; the operative accuracy controls are the dedicated input and processing UCs, not this design-level wrapper.
- UC-BCDR-14 — Embed control activities in business processes mitigates Data-quality and IPE integrity failures in reporting
- strength
- related
- rationale
- Traceability contributes to integrity, but this is the design-level 'embed controls' practice; operative data-quality controls are IPE validation and interface reconciliation.
- UC-BCDR-14 — Embed control activities in business processes mitigates Overstatement of assets/revenue (existence & occurrence)
- strength
- related
- rationale
- Authority/validity controls reduce recording of invalid or unauthorized transactions.
- UC-BCDR-14 — Embed control activities in business processes mitigates Segregation-of-duties conflicts in financial processes
- strength
- related
- rationale
- References embedded SoD, but the operative dedicated SoD control (conflict matrix, role design, periodic review) is UC-FIN-05; this umbrella only contributes.
- UC-BCDR-14 — Embed control activities in business processes maps_to DSS06 — Managed Business Process Controls
- framework
- cobit-2019
- control_id
- DSS06
- coverage
- full
- relationship
- equal
- delta
- Not provided
- source_version
- 2019
- provenance
- mapper
- coworkcanvas-compliance-graph
- reviewDate
- 2026-09-07
- direction
- canonical_to_source
- defaultConfidence
- medium
- defaultStatus
- active
- note
- Each member is a documented relationship claim from the canonical unified control to a source control or guidance proposition. relationship: equal|superset_of (full) / intersects_with|subset_of (partial) / informs (guidance). confidence 'medium' = single-mapper, documented, not yet externally corroborated. source_version is the member framework's edition from the standard version register.