unified
UC-TRAIN-04 — Communicate control responsibilities and reporting channels
Internally communicate each person's internal-control and reporting responsibilities, including objectives, policies, and changes that affect their duties, using quality, timely information. Maintain channels for internal and external parties to raise concerns, including an anonymous whistleblower/ethics hotline, and route what is reported to those responsible for acting on it.
Record JSON · Open in map · Data retrieval guide
Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.
Attributes
- domain
- Awareness & Training
- type
- preventive
- category
- administrative
Details
- unified_id
- UC-TRAIN-04
- title
- Communicate control responsibilities and reporting channels
- statement
- Internally communicate each person's internal-control and reporting responsibilities, including objectives, policies, and changes that affect their duties, using quality, timely information. Maintain channels for internal and external parties to raise concerns, including an anonymous whistleblower/ethics hotline, and route what is reported to those responsible for acting on it.
- domain
- Awareness & Training
- control_type
- preventive
- control_category
- administrative
- members
- framework
- sox
- control_id
- ELC-IC
- coverage
- partial
- delta
- quality financial-reporting information prong and general external communication only partially addressed
- relationship
- intersects_with
- guidance
Source
No record-specific source URL is provided.
Connections
- UC-TRAIN-04 — Communicate control responsibilities and reporting channels mitigates No acceptable-use policy for messaging and telecoms
- strength
- related
- rationale
- Policy Lifecycle Management oversees UC-TRAIN-04 — Communicate control responsibilities and reporting channels
- UC-TRAIN-04 — Communicate control responsibilities and reporting channels mitigates Erosion of individual trust and confidence in data practices
- strength
- related
- rationale
- Channels for internal/external parties to raise concerns, routed to those who act, provide responsiveness and redress that mitigates erosion of trust.
- UC-TRAIN-04 — Communicate control responsibilities and reporting channels maps_to ELC-IC — Information & Communication — quality of financial reporting information, internal communication of control responsibilities, and external communication channels (including whistleblower/ethics hotline).
- framework
- sox
- control_id
- ELC-IC
- coverage
- partial
- delta
- quality financial-reporting information prong and general external communication only partially addressed
- relationship
- intersects_with
- source_version
- SOX §302/§404 (2002), PCAOB AS 2201
- provenance
- mapper
- coworkcanvas-compliance-graph
- reviewDate
- 2026-09-07
- direction
- canonical_to_source
- defaultConfidence
- medium
- defaultStatus
- active
- note
- Each member is a documented relationship claim from the canonical unified control to a source control or guidance proposition. relationship: equal|superset_of (full) / intersects_with|subset_of (partial) / informs (guidance). confidence 'medium' = single-mapper, documented, not yet externally corroborated. source_version is the member framework's edition from the standard version register.
- Control Responsibility Communications & Ethics Hotline operates UC-TRAIN-04 — Communicate control responsibilities and reporting channels