workflow

SOC 2 Trust Services Readiness

Runs on the existing Audit engagement with its system description, service commitments, review period, control and risk registers, and available evidence; assesses CC1–CC9 design readiness and consumes reviewed companion assessments for selected optional Trust Services categories. Delivers the criterion-to-control mapping, criterion-level evidence and design conclusions, owned gap register, and approved SOC 2 readiness disposition to management for remediation and examination planning; Type II testing, management-owned PBC preparation and management assertion remain separate workflows.

Record JSON · Open in map · Data retrieval guide

Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.

Attributes

domain

audit

department

internal-audit

lineOfDefense

assure

Details

teams

• internal-audit

domains

• audit

standards

• soc2

sourceTemplateId

workflow-library:audit-soc2-readiness-disposition

releaseId

sha256:14f2f6568cafdb682d7dafdf0ff401fe56649c1307c627ad67aa0c432bf095ed

canonicalUrl

https://workflow-library.com/all/?w=audit-soc2-readiness-disposition

capabilities

• soc2-readiness

mappingStatus

mapped

lineOfDefense

assure

controls

• UC-ACCESS-01
• UC-ACCESS-03
• UC-ASSET-01
• UC-ASSET-04
• UC-AUDIT-13
• UC-AUDIT-25
• UC-CONFIG-01
• UC-CONFIG-02
• UC-CONFIG-05
• UC-CRYPTO-01
• UC-GOV-04
• UC-GOV-05
• UC-GOV-06
• UC-GOV-07
• UC-GOV-14
• UC-GOV-16
• UC-GOV-21
• UC-GOV-34
• UC-HR-06
• UC-IR-06
• UC-IR-09
• UC-LOG-04
• UC-LOG-06
• UC-NET-01
• UC-PHYS-01
• UC-RISK-04
• UC-RISK-06
• UC-RISK-11
• UC-RISK-12
• UC-RISK-13
• UC-RISK-14
• UC-TPRM-02

roleIntegrity

activityCount

1

ermPhases

• report

lineRoles

• third

serviceModes

• assurance

warnings

Source

No record-specific source URL is provided.

Download workflow template · Release: sha256:14f2f6568cafdb682d7dafdf0ff401fe56649c1307c627ad67aa0c432bf095ed

Connections

• SOC 2 Trust Services Readiness tests UC-CONFIG-01 — Harden systems to approved secure configuration baselines

• SOC 2 Trust Services Readiness tests UC-RISK-04 — Define objectives and business context for risk assessment

• SOC 2 Trust Services Readiness tests UC-AUDIT-13 — Gather and analyze evidence to develop engagement findings

• SOC 2 Trust Services Readiness tests UC-CONFIG-05 — Permit only authorized software installation and use

• SOC 2 Trust Services Readiness tests UC-ASSET-01 — Maintain a complete inventory of systems, hardware, and software

• SOC 2 Trust Services Readiness tests UC-ASSET-04 — Control storage media through use, storage, and destruction

• SOC 2 Trust Services Readiness tests UC-NET-01 — Segment networks and defend the external boundary

• SOC 2 Trust Services Readiness tests UC-GOV-21 — Communicate and report risk and control information

• SOC 2 Trust Services Readiness tests UC-HR-06 — Embed security and competence in HR practices

• SOC 2 Trust Services Readiness tests UC-GOV-16 — Select and tailor a risk-based control baseline

• SOC 2 Trust Services Readiness tests UC-GOV-04 — Set tone at the top: integrity, ethics, and risk-aware culture

• SOC 2 Trust Services Readiness tests UC-CRYPTO-01 — Encrypt data at rest and in transit

• SOC 2 Trust Services Readiness tests UC-RISK-13 — Monitor and review risk management performance

• SOC 2 Trust Services Readiness tests UC-RISK-11 — Assess changes that could significantly affect risk and control

• SOC 2 Trust Services Readiness tests UC-RISK-06 — Perform periodic enterprise risk assessments

• SOC 2 Trust Services Readiness tests UC-ACCESS-03 — Enforce least privilege, need-to-know, and segregation of duties

• SOC 2 Trust Services Readiness tests UC-LOG-04 — Continuously monitor systems for anomalous activity

• SOC 2 Trust Services Readiness tests UC-GOV-05 — Ensure board-level oversight of risk and internal control

• SOC 2 Trust Services Readiness tests UC-GOV-07 — Hold individuals accountable for control responsibilities

• SOC 2 Trust Services Readiness tests UC-IR-09 — Recover from incidents using defined initiation criteria

• SOC 2 Trust Services Readiness tests UC-RISK-12 — Assess and mitigate fraud risk including management override

• SOC 2 Trust Services Readiness tests UC-ACCESS-01 — Provision and deprovision accounts through a managed lifecycle

• SOC 2 Trust Services Readiness tests UC-LOG-06 — Evaluate events and declare incidents against defined criteria

• SOC 2 Trust Services Readiness tests UC-RISK-14 — Track deficiencies to closure with remediation action plans

• SOC 2 Trust Services Readiness tests UC-AUDIT-25 — Maintain quality records and information for internal control

• SOC 2 Trust Services Readiness tests UC-IR-06 — Respond to, contain, and eradicate declared incidents

• SOC 2 Trust Services Readiness tests UC-GOV-34 — Maintain business continuity and contingency planning policy

• SOC 2 Trust Services Readiness tests UC-CONFIG-02 — Authorize, test, and approve changes before production

• SOC 2 Trust Services Readiness tests UC-GOV-14 — Establish and maintain approved security policies and procedures

• SOC 2 Trust Services Readiness tests UC-PHYS-01 — Restrict physical access to facilities and secure areas

• SOC 2 Trust Services Readiness tests UC-TPRM-02 — Perform risk-based due diligence before engaging vendors

• SOC 2 Trust Services Readiness tests UC-GOV-06 — Define security roles, responsibilities, and authorities