AssureSwarm

workflow

Finding Remediation & Action-Plan Monitoring

Finding Remediation & Action-Plan Monitoring runs on the EXISTING parent Audit item — the issued engagement whose report findings are being followed up — enriching that Audit and its linked findings rather than creating a new engagement; the workflow instance attaches to that Audit item, and each report finding is an Issue item linked to it. It tracks issued-report findings and their agreed management actions from registration through evidence validation, closure, extension, risk acceptance, escalation, and committee reporting, and produces a verified disposition register and a signed final evidence-and-decision package. In scope: all open findings from the engagement plus any prior-cycle findings still open against the same auditee. Out of scope: re-performing engagement fieldwork and re-wording report findings (both belong to the upstream Audit Report Drafting workflow) and assembling the board pack (the downstream Quarterly Board & Audit-Committee GRC Reporting workflow consumes this cycle's outputs). It consumes the issued final report and findings register handed off from Audit Report Drafting and hands its verified outputs to Quarterly Board & Audit-Committee GRC Reporting.

Record JSON · Open in map · Data retrieval guide

Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.

Attributes

domain
audit
department
internal-audit
lineOfDefense
assure

Details

teams
  • internal-audit
domains
  • audit
standards
  • iia-2024
sourceTemplateId
workflow-library:audit-finding-remediation-monitoring
releaseId
sha256:3f25c4f56f6bd3454122d83cee380036bbb55544d974354073ba34475463976d
canonicalUrl
https://workflow-library.com/all/?w=audit-finding-remediation-monitoring
capabilities
    mappingStatus
    mapped
    lineOfDefense
    assure
    controls
    • UC-AUDIT-17
    • UC-RISK-14
    • UC-AUDIT-18
    roleIntegrity
    activityCount
    0
    ermPhases
      lineRoles
        serviceModes
          warnings

            Source

            No record-specific source URL is provided.

            Download workflow template · Release: sha256:3f25c4f56f6bd3454122d83cee380036bbb55544d974354073ba34475463976d

            Connections