AssureSwarm

workflow

Quality Assurance & Improvement Program Cycle

Operate the Quality Assurance & Improvement Program (QAIP) cycle: ongoing-monitoring evidence, periodic self-assessment, external quality assessment (EQA) support, improvement planning, and board reporting. This cycle runs on an Audit item created per cycle (audit_type = internal — the schema has no quality_assessment option; scope = "QAIP cycle FYxx"; period_start/period_end span the period under assessment); the workflow instance attaches to that Audit item and every cycle output — the per-standard conformance ratings matrix, the below-GC finding Issue items, the improvement and action plan, and the QAIP results report — links back to it. It consumes the period's existing engagement Audit items and their completed engagement-workflow runs as the population and test evidence, plus the standing QAIP framework, charter, and methodology-manual Policy items. In scope: assessing the internal audit function's conformance with the Global Internal Audit Standards for the period. Out of scope: engagement-level rework — this cycle assesses quality, it does not redo fieldwork, which belongs to the engagement workflows. There is no upstream feeder; this workflow starts the quality chain and hands its approved results — overall conclusion, per-domain ratings, and conformance-statement wording — to Quarterly Board & Audit-Committee GRC Reporting.

Record JSON · Open in map · Data retrieval guide

Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.

Attributes

domain
audit
department
internal-audit
lineOfDefense
assure

Details

teams
  • internal-audit
domains
  • audit
standards
  • iia-2024
sourceTemplateId
workflow-library:audit-qaip-cycle
releaseId
sha256:a154310aaad6e60914859edbbf54493e6a822745667977c77e5400e90fa4a26a
canonicalUrl
https://workflow-library.com/all/?w=audit-qaip-cycle
capabilities
    mappingStatus
    mapped
    lineOfDefense
    assure
    controls
    • UC-AUDIT-19
    • UC-AUDIT-20
    • UC-AUDIT-03
    • UC-AUDIT-02
    • UC-AUDIT-04
    • UC-AUDIT-05
    • UC-AUDIT-06
    • UC-AUDIT-07
    • UC-AUDIT-08
    • UC-AUDIT-10
    • UC-AUDIT-01
    • UC-AUDIT-09
    roleIntegrity
    activityCount
    0
    ermPhases
      lineRoles
        serviceModes
          warnings

            Source

            No record-specific source URL is provided.

            Download workflow template · Release: sha256:a154310aaad6e60914859edbbf54493e6a822745667977c77e5400e90fa4a26a

            Connections