workflow
Interim Operating Effectiveness Testing
Runs on the existing SOX Audit using approved Control-hosted TOD/TOE results and the interim scope. Produces the program coverage and exception register, remaining-period commitments, all-controls auditor handoff and management status communications for year-end roll-forward.
Record JSON · Open in map · Data retrieval guide
Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.
Attributes
- domain
- sox
- department
- internal-audit
- lineOfDefense
- assure
Details
- teams
- internal-audit
- finance
- domains
- sox
- standards
- coso-ic
- iia-2024
- iso-27001
- nist-800-53
- soc2
- sox
- sourceTemplateId
- workflow-library:sox-interim-operating-effectiveness-testing
- releaseId
- sha256:5bd155c018ab3cb785e6499512fb5c53848286349c16be8d9ce1b3a52651c824
- canonicalUrl
- https://workflow-library.com/all/?w=sox-interim-operating-effectiveness-testing
- capabilities
- mappingStatus
- mapped
- lineOfDefense
- assure
- controls
- UC-AUDIT-13
- UC-AUDIT-21
- UC-AUDIT-25
- roleIntegrity
- activityCount
- 0
- ermPhases
- lineRoles
- serviceModes
- warnings
Source
No record-specific source URL is provided.
Download workflow template · Release: sha256:5bd155c018ab3cb785e6499512fb5c53848286349c16be8d9ce1b3a52651c824
Connections
- Interim Operating Effectiveness Testing tests UC-AUDIT-21 — Assess control effectiveness through testing and monitoring
- Interim Operating Effectiveness Testing operates UC-AUDIT-13 — Gather and analyze evidence to develop engagement findings
- Interim Operating Effectiveness Testing operates UC-AUDIT-25 — Maintain quality records and information for internal control