workflow
Annual ICFR Scoping & Risk Assessment
Runs on the fiscal year’s existing SOX Audit, using financial balances, prior-year RCM and deficiency history, business changes, and the approved IA plan. Produces the Fiscal Year Audit Scope Memo, Risk & Control Matrix, approved workplan, kickoff records and recipient-specific annual communications for process walkthroughs and control testing.
Record JSON · Open in map · Data retrieval guide
Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.
Attributes
- domain
- sox
- department
- finance
- lineOfDefense
- monitor
Details
- teams
- finance
- domains
- sox
- standards
- sox
- coso-ic
- sourceTemplateId
- workflow-library:sox-annual-icfr-scoping-risk-assessment
- releaseId
- sha256:720fdf4885654c51fb5721af67579fe7802d3bcf7a01e685870295affd52d58e
- canonicalUrl
- https://workflow-library.com/all/?w=sox-annual-icfr-scoping-risk-assessment
- capabilities
- mappingStatus
- mapped
- lineOfDefense
- monitor
- controls
- UC-RISK-06
- UC-RISK-07
- UC-RISK-12
- UC-ACCESS-15
- roleIntegrity
- activityCount
- 0
- ermPhases
- lineRoles
- serviceModes
- warnings
Source
No record-specific source URL is provided.
Download workflow template · Release: sha256:720fdf4885654c51fb5721af67579fe7802d3bcf7a01e685870295affd52d58e
Connections
- Annual ICFR Scoping & Risk Assessment oversees UC-RISK-07 — Identify and analyze risks and opportunities to objectives
- Annual ICFR Scoping & Risk Assessment oversees UC-ACCESS-15 — Design control activities over technology access
- Annual ICFR Scoping & Risk Assessment oversees UC-RISK-06 — Perform periodic enterprise risk assessments
- Annual ICFR Scoping & Risk Assessment oversees UC-RISK-12 — Assess and mitigate fraud risk including management override