workflow
Financial Controls Policy & Segregation-of-Duties Governance
Financial controls policy and segregation-of-duties governance as a decision-aware workflow covering annual policy-suite reapproval and communication, quarterly SoD conflict-matrix refresh, role and system-access conflict screening, mitigating-control documentation, and owner-assignment confirmation, closed out with a control-indexed certified evidence package. Each run is one workflow instance on the existing Process item "Financial Controls Policy & SoD Governance" (process_type: financial_reporting, quarterly cadence), enriching — never recreating — the financial-control Policy suite (entity-wide ITGC and period-end financial reporting oversight policies held as Policy items) and the existing Control items UC-FIN-01 and UC-FIN-05 that the cycle operates. In scope: reapproval and communication of the Policy suite and segregation-of-duties screening across the in-scope entities, finance systems, and personnel, with the cycle running either annual policy reapproval plus the quarterly SoD review or the quarterly SoD review alone; out of scope: access provisioning and remediation execution themselves. As a standing governance control it takes no upstream workflow feed and runs on its own annual/quarterly cadence, but it hands off the remediation and deficiency Issues it raises — elimination-path access conflicts and recorded deficiencies — to the access-management and deficiency-evaluation processes that execute them.
Record JSON · Open in map · Data retrieval guide
Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.
Attributes
- domain
- sox
- department
- finance
- lineOfDefense
- operate
Details
- teams
- finance
- domains
- sox
- standards
- sox
- sourceTemplateId
- workflow-library:sox-financial-controls-policy-segregation-of-duties
- releaseId
- sha256:6b32637212d2ff1458758420c2f6d3363003ac55edee441699e1cb6d539f45c3
- canonicalUrl
- https://workflow-library.com/all/?w=sox-financial-controls-policy-segregation-of-duties
- capabilities
- mappingStatus
- mapped
- lineOfDefense
- operate
- controls
- UC-FIN-01
- UC-FIN-05
- roleIntegrity
- activityCount
- 0
- ermPhases
- lineRoles
- serviceModes
- warnings
Source
No record-specific source URL is provided.
Download workflow template · Release: sha256:6b32637212d2ff1458758420c2f6d3363003ac55edee441699e1cb6d539f45c3