workflow
SOX Deficiency Remediation
SOX Deficiency Remediation carries one control deficiency's full lifecycle — grade, root cause, remediation, validation, and closure. The workflow runs on the deficiency **Issue item** it opens at grading — `issue_type` set to the exact SOX grade (deficiency / significant_deficiency / material_weakness) and `severity` on the mapped AssureSwarm scale — linked to the affected Control(s), the source Control-hosted SOX testing workflow (template kind: sox-testing), and the current-year SOX audit (Audit, `audit_type: sox_testing`); the remediation actions and the validation retest live as steps on this Issue's own workflow. In scope: a single deficiency triggered by a failed test or unresolved exception. It **consumes** the concluded, reviewed failed-test workpaper handoff package owned upstream (SOX Key Control TOD/TOE Test and SOX ITGC Testing) and **hands off** the closed-or-carried deficiency outcome — with its intact severity history and any triggered communication obligations — to Quarterly Board & Audit-Committee GRC Reporting, which aggregates the full deficiency population into the period's ICFR conclusion and audit-committee materials. It exchanges handoff packages with those related workflows rather than duplicating their work.
Record JSON · Open in map · Data retrieval guide
Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.
Attributes
- domain
- sox
- department
- finance
- lineOfDefense
- monitor
Details
- teams
- finance
- domains
- sox
- standards
- sox
- coso-ic
- sourceTemplateId
- workflow-library:sox-deficiency-remediation
- releaseId
- sha256:8b3fcc0e9ec08f3b44dfc9cfbb44cf2d57ce6a0729c257e1de8142822e4212df
- canonicalUrl
- https://workflow-library.com/all/?w=sox-deficiency-remediation
- capabilities
- mappingStatus
- mapped
- lineOfDefense
- monitor
- controls
- UC-RISK-14
- UC-AUDIT-17
- roleIntegrity
- activityCount
- 0
- ermPhases
- lineRoles
- serviceModes
- warnings
Source
No record-specific source URL is provided.
Download workflow template · Release: sha256:8b3fcc0e9ec08f3b44dfc9cfbb44cf2d57ce6a0729c257e1de8142822e4212df