AssureSwarm

workflow

SOX Key Control TOD/TOE Test

Runs directly on an existing SOX-applicable Control for the fiscal year, using the approved walkthrough, scope, methodology and evidence. Produces an independently approved TOD memo before sampling, period-specific TOE results and reviewed exception evidence for interim/year-end assessment and deficiency remediation. Require that the Control fields.sox_applicable value is the literal boolean true; use Workflow.customFields.sox.fiscalYear for the cycle. TOD/TOE test periods remain step-level facts.

Record JSON · Open in map · Data retrieval guide

Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.

Attributes

domain
sox
department
internal-audit
lineOfDefense
assure

Details

teams
  • internal-audit
  • finance
domains
  • sox
standards
  • sox
  • coso-ic
sourceTemplateId
workflow-library:sox-key-control-tod-toe-test
releaseId
sha256:8f06171750e61dd0269bfcc6968910fe46768d003ca2c581fc617c39ef1fff42
canonicalUrl
https://workflow-library.com/all/?w=sox-key-control-tod-toe-test
capabilities
    mappingStatus
    mapped
    lineOfDefense
    assure
    controls
    • UC-AUDIT-21
    • UC-FIN-02
    • UC-FIN-03
    • UC-FIN-04
    • UC-FIN-09
    • UC-FIN-06
    • UC-FIN-07
    • UC-FIN-08
    • UC-FIN-10
    roleIntegrity
    activityCount
    0
    ermPhases
      lineRoles
        serviceModes
          warnings

            Source

            No record-specific source URL is provided.

            Download workflow template · Release: sha256:8f06171750e61dd0269bfcc6968910fe46768d003ca2c581fc617c39ef1fff42

            Connections