unified
UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
Engagement findings are evaluated individually and collectively to formulate engagement conclusions relative to the engagement objectives, considering the significance of the findings. Recommendations and/or management action plans addressing root causes are developed, collaboratively where appropriate, and are supported by documented evidence. Conclusions and recommendations are reviewed before communication.
Record JSON · Open in map · Data retrieval guide
Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.
Attributes
- domain
- Compliance, Audit & Assurance
- type
- detective
- category
- administrative
Details
- unified_id
- UC-AUDIT-14
- title
- Evaluate findings and develop recommendations and action plans
- statement
- Engagement findings are evaluated individually and collectively to formulate engagement conclusions relative to the engagement objectives, considering the significance of the findings. Recommendations and/or management action plans addressing root causes are developed, collaboratively where appropriate, and are supported by documented evidence. Conclusions and recommendations are reviewed before communication.
- domain
- Compliance, Audit & Assurance
- control_type
- detective
- control_category
- administrative
- members
- framework
- iia-2024
- control_id
- Std 14.3
- coverage
- full
- relationship
- superset_of
- framework
- iia-2024
- control_id
- Std 14.4
- coverage
- full
- relationship
- superset_of
- framework
- iia-2024
- control_id
- Std 14.5
- coverage
- full
- relationship
- superset_of
- guidance
Source
No record-specific source URL is provided.
Connections
- Fraud Risk Assessment & JE Testing operates UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
- UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans mitigates Securities-law and SEC-reporting non-compliance
- strength
- related
- rationale
- Audit Report Drafting tests UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
- UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans maps_to Std 14.3 — Evaluation of Findings
- framework
- iia-2024
- control_id
- Std 14.3
- coverage
- full
- relationship
- superset_of
- delta
- Not provided
- source_version
- 2024 edition
- provenance
- mapper
- coworkcanvas-compliance-graph
- reviewDate
- 2026-09-07
- direction
- canonical_to_source
- defaultConfidence
- medium
- defaultStatus
- active
- note
- Each member is a documented relationship claim from the canonical unified control to a source control or guidance proposition. relationship: equal|superset_of (full) / intersects_with|subset_of (partial) / informs (guidance). confidence 'medium' = single-mapper, documented, not yet externally corroborated. source_version is the member framework's edition from the standard version register.
- Fraud & Forensic Investigation Engagement operates UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
- Substantive Testing & Data Analytics operates UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
- Control Exception Evaluation and Remediation tests UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
- UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans maps_to Std 14.4 — Recommendations and Action Plans
- framework
- iia-2024
- control_id
- Std 14.4
- coverage
- full
- relationship
- superset_of
- delta
- Not provided
- source_version
- 2024 edition
- provenance
- mapper
- coworkcanvas-compliance-graph
- reviewDate
- 2026-09-07
- direction
- canonical_to_source
- defaultConfidence
- medium
- defaultStatus
- active
- note
- Each member is a documented relationship claim from the canonical unified control to a source control or guidance proposition. relationship: equal|superset_of (full) / intersects_with|subset_of (partial) / informs (guidance). confidence 'medium' = single-mapper, documented, not yet externally corroborated. source_version is the member framework's edition from the standard version register.
- Cybersecurity Assurance Review operates UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
- UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans maps_to Std 14.5 — Engagement Conclusions
- framework
- iia-2024
- control_id
- Std 14.5
- coverage
- full
- relationship
- superset_of
- delta
- Not provided
- source_version
- 2024 edition
- provenance
- mapper
- coworkcanvas-compliance-graph
- reviewDate
- 2026-09-07
- direction
- canonical_to_source
- defaultConfidence
- medium
- defaultStatus
- active
- note
- Each member is a documented relationship claim from the canonical unified control to a source control or guidance proposition. relationship: equal|superset_of (full) / intersects_with|subset_of (partial) / informs (guidance). confidence 'medium' = single-mapper, documented, not yet externally corroborated. source_version is the member framework's edition from the standard version register.
- Audit Fieldwork, Findings & Reporting tests UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
- Year-End Deficiency Aggregation & Severity Evaluation oversees UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
- UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans mitigates Lack of independent audit and compliance review
- strength
- primary
- rationale
- Evaluating findings into conclusions and root-cause recommendations/action plans is core independent-audit output.
- Internal Audit Engagement Lifecycle tests UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans