workflow
Substantive Testing & Data Analytics
Runs on an existing Audit engagement (`audit`) already scoped to one or more significant FSLIs; enriches it, never re-creates it. Inputs: the scoped FSLI(s) (`fsli.balance`, `fsli.assertions`, `fsli.significant`) and a source-system extract per population under test. Named deliverables: the validated population record, the reproducible sample draw, the whole-population analytics results, and the FSLI assertion conclusion (`fsli.rationale`). Handoff: fraud risk and journal-entry testing (the fraud-risk-je-testing workflow) once every exception is dispositioned and the assertion conclusion is recorded.
Record JSON · Open in map · Data retrieval guide
Catalog revision: 24028ffcfc2b295fa1b08ee6caa84b765f0731b321496bf4f548c49ad2177028. A connection does not establish full coverage.
Attributes
- domain
- audit
- department
- internal-audit
- lineOfDefense
- assure
Details
- teams
- internal-audit
- domains
- audit
- standards
- iia-2024
- sox
- sourceTemplateId
- workflow-library:substantive-testing-data-analytics
- releaseId
- sha256:f305df7947a3a4ed799b3666887edd77425586ee8543d0b2be515df6e862b700
- canonicalUrl
- https://workflow-library.com/all/?w=substantive-testing-data-analytics
- capabilities
- audit-testing
- mappingStatus
- mapped
- lineOfDefense
- assure
- controls
- UC-AUDIT-11
- UC-AUDIT-13
- UC-AUDIT-14
- roleIntegrity
- activityCount
- 0
- ermPhases
- lineRoles
- serviceModes
- warnings
Source
No record-specific source URL is provided.
Download workflow template · Release: sha256:f305df7947a3a4ed799b3666887edd77425586ee8543d0b2be515df6e862b700
Connections
- Substantive Testing & Data Analytics operates UC-AUDIT-13 — Gather and analyze evidence to develop engagement findings
- Substantive Testing & Data Analytics operates UC-AUDIT-14 — Evaluate findings and develop recommendations and action plans
- Substantive Testing & Data Analytics operates UC-AUDIT-11 — Establish audit methodologies and engagement work programs